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FINRA Fingerprinting Services
FINRA fingerprinting is required for broker-dealers, registered representatives, and other securities professionals as part of regulatory background checks. WeAssure provides professional ink fingerprinting services using FD-258 cards accepted for FINRA submissions.
Appointments are conducted with attention to accuracy
Who Needs FINRA Fingerprinting
FINRA fingerprinting is commonly required for:
- Broker-dealers
- Registered representatives
- Investment advisers
- Securities industry professionals
- Individuals submitting Form U4 or Form U5
If your sponsoring firm or compliance department has instructed you to complete FINRA fingerprinting, this service is designed to meet those requirements.
Fingerprinting Standards & Process Familiarity
Fingerprinting is completed in accordance with FINRA submission requirements, including proper card handling, required fields, and print quality standards. Fingerprints are captured using the current FD-258 card format accepted for FINRA submissions.
While WeAssure does not control processing or review timelines, appointments are conducted to help ensure fingerprints are suitable for submission under current FINRA guidelines.
Individual & Multiple Registrant Appointments
Appointments are available for individual applicants as well as multiple registrants coordinated by a firm or sponsor. Scheduling can accommodate small groups when several individuals are required to complete FINRA fingerprinting during the same timeframe.
Mobile & In-Office Appointments
WeAssure offers:
- Mobile FINRA fingerprinting at offices or approved locations
- In-office appointments by request
- Flexible scheduling for individual or coordinated sessions
All appointments focus on proper rolling technique and legible prints prior to submission.
What We Do — and What We Don’t
We do:
- Capture ink fingerprints on FD-258 cards
- Review required fields at the time of service
- Follow sponsor or firm-provided instructions
We do not:
- Submit fingerprints to FINRA on your behalf
- Control processing, review, or approval timelines
- Provide compliance or licensing decisions